452.8K XNAS Volume
XNAS 20 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| William Andrew Macan | EVP, GC, CCO and CS | Sale of securities on an exchange or to another person at price $ 4.48 per share. | 04 Mar 2025 | 377 | 526,805 (2%) | 0% | 4.5 | 1,689 | Common Stock |
| Stephen Furlong | EVP, CFO and Treasurer | Sale of securities on an exchange or to another person at price $ 4.48 per share. | 04 Mar 2025 | 1,867 | 610,053 (3%) | 0% | 4.5 | 8,364 | Common Stock |
| Keith J. Sullivan | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2025 | 187,500 | 187,500 | - | - | Performance Restricted Stock Unit | |
| Keith J. Sullivan | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2025 | 375,000 | 1,607,988 (8%) | 2% | 0 | Common Stock | |
| William Andrew Macan | EVP, GC, CCO and CS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2025 | 157,500 | 527,182 (2%) | 0% | 0 | Common Stock | |
| William Andrew Macan | EVP, GC, CCO and CS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2025 | 78,750 | 78,750 | - | - | Performance Restricted Stock Unit | |
| Stephen Furlong | EVP, CFO and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2025 | 78,750 | 78,750 | - | - | Performance Restricted Stock Unit | |
| Stephen Furlong | EVP, CFO and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2025 | 157,500 | 611,920 (3%) | 0% | 0 | Common Stock | |
| Keith J. Sullivan | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2025 | 187,500 | 187,500 | - | - | Performance Restricted Stock Unit | |
| William Andrew Macan | EVP, GC, CCO and CS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2025 | 78,750 | 78,750 | - | - | Performance Restricted Stock Unit | |
| Stephen Furlong | EVP, CFO and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2025 | 78,750 | 78,750 | - | - | Performance Restricted Stock Unit | |
| Keith J. Sullivan | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 4.70 per share. | 18 Feb 2025 | 24,440 | 1,232,988 (6%) | 0% | 4.7 | 114,868 | Common Stock |
| Keith J. Sullivan | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 4.41 per share. | 18 Feb 2025 | 25,934 | 1,257,428 (6%) | 0% | 4.4 | 114,369 | Common Stock |
| William Andrew Macan | EVP, GC, CCO and CS | Sale of securities on an exchange or to another person at price $ 4.11 per share. | 14 Feb 2025 | 18,965 | 369,682 (1%) | 0% | 4.1 | 77,946 | Common Stock |
| Stephen Furlong | EVP, CFO and Treasurer | Sale of securities on an exchange or to another person at price $ 4.11 per share. | 14 Feb 2025 | 17,307 | 454,420 (2%) | 0% | 4.1 | 71,132 | Common Stock |
| William Andrew Macan | EVP, GC, CCO and CS | Sale of securities on an exchange or to another person at price $ 3.83 per share. | 12 Feb 2025 | 12,175 | 388,647 (2%) | 0% | 3.8 | 46,630 | Common Stock |
| Stephen Furlong | EVP, CFO and Treasurer | Sale of securities on an exchange or to another person at price $ 3.83 per share. | 12 Feb 2025 | 10,845 | 471,727 (2%) | 0% | 3.8 | 41,536 | Common Stock |
| Keith J. Sullivan | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 3.28 per share. | 10 Feb 2025 | 40,992 | 1,283,362 (6%) | 0% | 3.3 | 134,454 | Common Stock |
| William Andrew Macan | EVP, GC, CCO and CS | Sale of securities on an exchange or to another person at price $ 3.28 per share. | 10 Feb 2025 | 1,970 | 400,822 (2%) | 0% | 3.3 | 6,462 | Common Stock |
| Stephen Furlong | EVP, CFO and Treasurer | Sale of securities on an exchange or to another person at price $ 3.28 per share. | 10 Feb 2025 | 14,836 | 482,572 (2%) | 0% | 3.3 | 48,662 | Common Stock |
| Glenn P. Muir | Director | Other type of transaction at price $ 2.25 per share. | 07 Feb 2025 | 44,444 | 334,262 (1%) | 0% | 2.3 | 99,999 | Common Stock |
| Robert A. Cascella | Director | Other type of transaction at price $ 2.25 per share. | 07 Feb 2025 | 88,888 | 541,986 (2%) | 0% | 2.3 | 199,998 | Common Stock |
| Sheryl L. Conley | Director | Other type of transaction at price $ 2.25 per share. | 07 Feb 2025 | 44,444 | 184,390 (0%) | 0% | 2.3 | 99,999 | Common Stock |
| Sasha Cucuz | Director | Other type of transaction at price $ 2.25 per share. | 07 Feb 2025 | 88,888 | 1,476,388 (7%) | 0% | 2.3 | 199,998 | Common Stock |
| Stephen Furlong | EVP, CFO and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Dec 2024 | 150,000 | 150,000 | - | - | Performance Restricted Stock Unit | |
| Sullivan Keith J. | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Dec 2024 | 450,000 | 450,000 | - | - | Performance Restricted Stock Unit | |
| William Andrew Macan | EVP, GC, CCO and CS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Dec 2024 | 135,000 | 135,000 | - | - | Performance Restricted Stock Unit | |
| William Andrew Macan | EVP, GC, CCO and CS | Sale of securities on an exchange or to another person at price $ 0.82 per share. | 08 Oct 2024 | 1,541 | 402,792 (2%) | 0% | 0.8 | 1,264 | Common Stock |
| Stephen Furlong | EVP, CFO and Treasurer | Sale of securities on an exchange or to another person at price $ 0.82 per share. | 08 Oct 2024 | 1,368 | 497,408 (2%) | 0% | 0.8 | 1,122 | Common Stock |
| Robert A. Cascella | Director | Purchase of securities on an exchange or from another person at price $ 0.75 per share. | 12 Sep 2024 | 100,000 | 453,098 (2%) | 0% | 0.8 | 75,000 | Common Stock |
| Glenn P. Muir | Director | Purchase of securities on an exchange or from another person at price $ 0.80 per share. | 05 Sep 2024 | 25,000 | 289,818 (1%) | 0% | 0.8 | 20,000 | Common Stock |
| Glenn P. Muir | Director | Purchase of securities on an exchange or from another person at price $ 0.85 per share. | 28 Aug 2024 | 12,776 | 252,594 (1%) | 0% | 0.9 | 10,860 | Common Stock |
| Glenn P. Muir | Director | Purchase of securities on an exchange or from another person at price $ 0.85 per share. | 28 Aug 2024 | 12,224 | 264,818 (1%) | 0% | 0.8 | 10,390 | Common Stock |
| Glenn P. Muir | Director | Purchase of securities on an exchange or from another person at price $ 1.00 per share. | 20 Aug 2024 | 25,000 | 239,818 (1%) | 0% | 1 | 25,000 | Common Stock |
| Robert A. Cascella | Director | Purchase of securities on an exchange or from another person at price $ 1.14 per share. | 16 Aug 2024 | 4,000 | 353,098 (1%) | 0% | 1.1 | 4,560 | Common Stock |
| Robert A. Cascella | Director | Purchase of securities on an exchange or from another person at price $ 1.06 per share. | 16 Aug 2024 | 35,000 | 349,098 (1%) | 0% | 1.1 | 37,100 | Common Stock |
| Glenn P. Muir | Director | Purchase of securities on an exchange or from another person at price $ 0.75 per share. | 14 Aug 2024 | 25,171 | 214,818 (1%) | 0% | 0.7 | 18,878 | Common Stock |
| Robert A. Cascella | Director | Purchase of securities on an exchange or from another person at price $ 0.88 per share. | 14 Aug 2024 | 35,000 | 314,098 (1%) | 0% | 0.9 | 30,800 | Common Stock |
| Robert A. Cascella | Director | Purchase of securities on an exchange or from another person at price $ 0.79 per share. | 14 Aug 2024 | 35,000 | 279,098 (1%) | 0% | 0.8 | 27,650 | Common Stock |
| Keith J. Sullivan | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 1.90 per share. | 18 Jul 2024 | 24,162 | 1,324,354 (7%) | 0% | 1.9 | 45,908 | Common Stock |
| Keith J. Sullivan | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 1.97 per share. | 16 Jul 2024 | 11,687 | 1,348,516 (7%) | 0% | 2.0 | 23,023 | Common Stock |
| Keith J. Sullivan | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 1.91 per share. | 16 Jul 2024 | 12,075 | 1,360,203 (7%) | 0% | 1.9 | 23,063 | Common Stock |
| Robert A. Cascella | Director | Purchase of securities on an exchange or from another person at price $ 2.05 per share. | 06 Jun 2024 | 50,000 | 244,098 (1%) | 0% | 2.1 | 102,550 | Common Stock |
| Glenn P. Muir | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 May 2024 | 25,000 | 189,647 (1%) | 0% | - | Common Stock | |
| Robert A. Cascella | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 May 2024 | 31,250 | 194,098 (1%) | 0% | - | Common Stock | |
| Sheryl L. Conley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 May 2024 | 25,000 | 139,946 (0%) | 0% | - | Common Stock | |
| Megan Rosengarten | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 May 2024 | 25,000 | 110,890 (0%) | 0% | - | Common Stock | |
| Stephen Furlong | EVP, CFO and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Feb 2024 | 15,000 | 498,776 (2%) | 0% | 0 | Common Stock | |
| William Andrew Macan | EVP, GC, CCO and CS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2024 | 15,000 | 404,333 (2%) | 0% | 0 | Common Stock | |
| William Andrew Macan | EVP, GC, CCO and CS | Sale of securities on an exchange or to another person at price $ 2.94 per share. | 28 Feb 2024 | 6,026 | 389,333 (2%) | 0% | 2.9 | 17,716 | Common Stock |
| William Andrew Macan | EVP, GC, CCO and CS | Sale of securities on an exchange or to another person at price $ 3.16 per share. | 28 Feb 2024 | 22,377 | 395,359 (2%) | 0% | 3.2 | 70,711 | Common Stock |
| Stephen Furlong | EVP, CFO and Treasurer | Sale of securities on an exchange or to another person at price $ 3.16 per share. | 27 Feb 2024 | 3,985 | 483,776 (2%) | 0% | 3.2 | 12,593 | Common Stock |
| Stephen Furlong | EVP, CFO and Treasurer | Sale of securities on an exchange or to another person at price $ 3.33 per share. | 27 Feb 2024 | 21,272 | 487,761 (2%) | 0% | 3.3 | 70,836 | Common Stock |
| Keith J. Sullivan | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 3.30 per share. | 26 Feb 2024 | 20,292 | 1,372,278 (7%) | 0% | 3.3 | 66,964 | Common Stock |
| J. Keith Sullivan | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 3.23 per share. | 22 Feb 2024 | 20,851 | 1,413,320 (7%) | 0% | 3.2 | 67,349 | Common Stock |
| Keith Sullivan J. | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 3.23 per share. | 22 Feb 2024 | 20,750 | 1,392,570 (7%) | 0% | 3.2 | 67,023 | Common Stock |
| Keith Sullivan J. | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 2.96 per share. | 20 Feb 2024 | 23,958 | 1,434,171 (7%) | 0% | 3.0 | 70,916 | Common Stock |
| William Andrew Macan | EVP, GC, CCO and CS | Sale of securities on an exchange or to another person at price $ 3.38 per share. | 14 Feb 2024 | 15,621 | 417,736 (2%) | 0% | 3.4 | 52,799 | Common Stock |
| Stephen Furlong | EVP, CFO and Treasurer | Sale of securities on an exchange or to another person at price $ 3.51 per share. | 09 Feb 2024 | 14,710 | 509,033 (2%) | 0% | 3.5 | 51,632 | Common Stock |
| J. Keith Sullivan | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Feb 2024 | 300,000 | 1,458,129 (7%) | 1% | 0 | Common Stock | |
| Furlong Stephen | EVP, CFO and Treasurer | Sale of securities on an exchange or to another person at price $ 3.39 per share. | 05 Feb 2024 | 5,813 | 523,743 (2%) | 0% | 3.4 | 19,706 | Common Stock |
| Andrew William Macan | EVP, GC, CCO and CS | Sale of securities on an exchange or to another person at price $ 3.39 per share. | 05 Feb 2024 | 5,385 | 433,357 (2%) | 0% | 3.4 | 18,255 | Common Stock |
| Furlong Stephen | EVP, CFO and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Feb 2024 | 100,000 | 529,556 (2%) | 0% | 0 | Common Stock | |
| William Andrew Macan | EVP, GC, CCO and CS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Feb 2024 | 90,000 | 438,742 (2%) | 0% | 0 | Common Stock | |
| J. Keith Sullivan | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 3.01 per share. | 10 Jan 2024 | 10,013 | 1,167,645 (6%) | 0% | 3.0 | 30,139 | Common Stock |
| Sullivan J. Keith | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 3.16 per share. | 10 Jan 2024 | 9,516 | 1,158,129 (6%) | 0% | 3.2 | 30,071 | Common Stock |
| Macan William Andrew | EVP, GC, CCO and CS | Sale of securities on an exchange or to another person at price $ 2.52 per share. | 19 Dec 2023 | 11,663 | 348,742 (1%) | 0% | 2.5 | 29,391 | Common Stock |
| Andrew William Macan | EVP, GC, CCO and CS | Sale of securities on an exchange or to another person at price $ 2.70 per share. | 19 Dec 2023 | 11,664 | 360,405 (1%) | 0% | 2.7 | 31,493 | Common Stock |
| Macan Andrew William | EVP, GC, CCO and CS | Sale of securities on an exchange or to another person at price $ 2.24 per share. | 19 Dec 2023 | 11,664 | 372,069 (1%) | 0% | 2.2 | 26,127 | Common Stock |
| Keith J. Sullivan | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 2.04 per share. | 21 Jul 2023 | 6,551 | 1,177,658 (6%) | 0% | 2.0 | 13,364 | Common Stock |
| Keith J. Sullivan | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 2.06 per share. | 19 Jul 2023 | 6,510 | 1,184,209 (6%) | 0% | 2.1 | 13,411 | Common Stock |
| Keith J. Sullivan | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 2.07 per share. | 19 Jul 2023 | 6,479 | 1,190,719 (6%) | 0% | 2.1 | 13,412 | Common Stock |
| William Andrew Macan | EVP, GC, CCO and CS | Sale of securities on an exchange or to another person at price $ 2.13 per share. | 11 Jul 2023 | 2,645 | 385,202 (2%) | 0% | 2.1 | 5,634 | Common Stock |
| Glenn P. Muir | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 36,364 | 164,647 (0%) | 0% | - | Common Stock | |
| Robert A. Cascella | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 45,455 | 134,348 (0%) | 0% | - | Common Stock | |
| Sheryl L. Conley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 36,364 | 114,946 (0%) | 0% | - | Common Stock | |
| Joseph H. Capper | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 36,364 | 43,147 (0%) | 0% | - | Common Stock | |
| Wilfred E. Jaeger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 36,364 | 138,563 (0%) | 0% | - | Common Stock | |
| Megan Rosengarten | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 36,364 | 85,890 (0%) | 0% | - | Common Stock | |
| John K. Bakewell | Director | Sale of securities on an exchange or to another person at price $ 2.70 per share. | 24 May 2023 | 14,400 | 77,988 (0%) | 0% | 2.7 | 38,880 | Common Stock |
| John K. Bakewell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2023 | 36,364 | 114,352 (0%) | 0% | - | Common Stock | |
| William Andrew Macan | EVP, GC, CCO and CS | Sale of securities on an exchange or to another person at price $ 4.59 per share. | 07 Mar 2023 | 12,692 | 387,847 (2%) | 0% | 4.6 | 58,256 | Common Stock |
| Stephen Furlong | EVP, CFO and Treasurer | Sale of securities on an exchange or to another person at price $ 4.59 per share. | 07 Mar 2023 | 11,079 | 431,055 (2%) | 0% | 4.6 | 50,853 | Common Stock |
| William Andrew Macan | EVP, GC, CCO and CS | Sale of securities on an exchange or to another person at price $ 5.90 per share. | 15 Feb 2023 | 11,974 | 411,583 (2%) | 0% | 5.9 | 70,647 | Common Stock |
| William Andrew Macan | EVP, GC, CCO and CS | Sale of securities on an exchange or to another person at price $ 5.91 per share. | 15 Feb 2023 | 11,044 | 400,539 (2%) | 0% | 5.9 | 65,270 | Common Stock |
| Stephen Furlong | CFO | Sale of securities on an exchange or to another person at price $ 5.90 per share. | 14 Feb 2023 | 13,148 | 442,134 (2%) | 0% | 5.9 | 77,573 | Common Stock |
| Stephen Furlong | CFO | Sale of securities on an exchange or to another person at price $ 5.58 per share. | 14 Feb 2023 | 12,403 | 455,282 (2%) | 0% | 5.6 | 69,209 | Common Stock |
| Keith J. Sullivan | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 5.49 per share. | 13 Feb 2023 | 25,154 | 1,210,845 (6%) | 0% | 5.5 | 138,095 | Common Stock |
| Keith J. Sullivan | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 5.58 per share. | 13 Feb 2023 | 13,647 | 1,197,198 (6%) | 0% | 5.6 | 76,150 | Common Stock |
| Keith J. Sullivan | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Feb 2023 | 285,000 | 1,235,999 (6%) | 1% | 0 | Common Stock | |
| William Andrew Macan | SVP and General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Feb 2023 | 90,000 | 423,557 (2%) | 0% | 0 | Common Stock | |
| William Andrew Macan | SVP and General Counsel | Sale of securities on an exchange or to another person at price $ 5.99 per share. | 07 Feb 2023 | 5,162 | 333,557 (1%) | 0% | 6.0 | 30,920 | Common Stock |
| Stephen Furlong | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Feb 2023 | 100,000 | 467,685 (2%) | 0% | 0 | Common Stock | |
| Stephen Furlong | CFO | Sale of securities on an exchange or to another person at price $ 5.99 per share. | 07 Feb 2023 | 5,584 | 367,685 (1%) | 0% | 6.0 | 33,448 | Common Stock |
| William Andrew Macan | SVP and General Counsel | Sale of securities on an exchange or to another person at price $ 5.96 per share. | 23 Jan 2023 | 16,046 | 338,719 (1%) | 0% | 6.0 | 95,634 | Common Stock |
| Stephen Furlong | CFO | Sale of securities on an exchange or to another person at price $ 6.13 per share. | 17 Jan 2023 | 16,050 | 373,269 (1%) | 0% | 6.1 | 98,387 | Common Stock |
| Joseph H. Capper | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2023 | 5,783 | 6,783 (0%) | 0% | 0 | Common Stock | |
| Keith J. Sullivan | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Oct 2022 | 100,000 | 900,000 | - | - | Employee Stock Option (right to buy) | |
| Keith J. Sullivan | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.98 per share. | 20 Oct 2022 | 100,000 | 950,999 (5%) | 0% | 2.0 | 198,000 | Common Stock |
| Stephen Furlong | CFO | Sale of securities on an exchange or to another person at price $ 2.97 per share. | 11 Oct 2022 | 1,630 | 389,319 (2%) | 0% | 3.0 | 4,841 | Common Stock |
| William Andrew Macan | Sr. VP, GC, CCO and Secretary | Sale of securities on an exchange or to another person at price $ 2.82 per share. | 07 Oct 2022 | 76 | 354,765 (1%) | 0% | 2.8 | 214 | Common Stock |
| William Andrew Macan | Sr. VP, GC, CCO and Secretary | Sale of securities on an exchange or to another person at price $ 2.93 per share. | 07 Oct 2022 | 1,547 | 354,841 (1%) | 0% | 2.9 | 4,533 | Common Stock |
| Stephen Furlong | CFO | Sale of securities on an exchange or to another person at price $ 3.54 per share. | 25 Jul 2022 | 13,321 | 390,949 (2%) | 0% | 3.5 | 47,156 | Common Stock |
| Keith J. Sullivan | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 3.72 per share. | 18 Jul 2022 | 63,466 | 850,999 (4%) | 0% | 3.7 | 236,094 | Common Stock |
| William Andrew Macan | Sr. VP, GC, CCO and Secretary | Sale of securities on an exchange or to another person at price $ 3.60 per share. | 08 Jul 2022 | 2,746 | 356,388 (1%) | 0% | 3.6 | 9,886 | Common Stock |
| Glenn P. Muir | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2022 | 38,910 | 128,271 (0%) | 0% | - | Common Stock | |
| John K. Bakewell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2022 | 38,910 | 92,388 (0%) | 0% | - | Common Stock | |
| Robert A. Cascella | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2022 | 48,638 | 88,893 (0%) | 0% | - | Common Stock | |
| Sheryl L. Conley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2022 | 38,910 | 78,582 (0%) | 0% | - | Common Stock | |
| Wilfred E. Jaeger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2022 | 38,910 | 102,187 (0%) | 0% | - | Common Stock | |
| Bruce Joseph Shook | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2022 | 38,910 | 68,847 (0%) | 0% | - | Common Stock | |
| Megan Rosengarten | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2022 | 38,910 | 49,526 (0%) | 0% | - | Common Stock | |
| Stephen Furlong | CFO | Sale of securities on an exchange or to another person at price $ 3.00 per share. | 09 Mar 2022 | 10,029 | 404,270 (2%) | 0% | 3.0 | 30,046 | Common Stock |
| William Andrew Macan | Sr. VP, GC, CCO and Secretary | Sale of securities on an exchange or to another person at price $ 3.14 per share. | 07 Mar 2022 | 137 | 359,134 (1%) | 0% | 3.1 | 430 | Common Stock |
| William Andrew Macan | Sr. VP, GC, CCO and Secretary | Sale of securities on an exchange or to another person at price $ 2.85 per share. | 07 Mar 2022 | 11,489 | 359,271 (1%) | 0% | 2.8 | 32,730 | Common Stock |
| Keith J. Sullivan | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Feb 2022 | 283,912 | 914,465 (4%) | 1% | 0 | Common Stock | |
| William Andrew Macan | Sr. VP, GC, CCO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Feb 2022 | 166,562 | 370,760 (1%) | 0% | 0 | Common Stock | |
| Stephen Furlong | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Feb 2022 | 176,657 | 414,299 (2%) | 0% | 0 | Common Stock | |
| Stephen Furlong | CFO | Sale of securities on an exchange or to another person at price $ 3.12 per share. | 08 Feb 2022 | 5,184 | 237,808 (1%) | 0% | 3.1 | 16,199 | Common Stock |
| Stephen Furlong | CFO | Sale of securities on an exchange or to another person at price $ 3.14 per share. | 08 Feb 2022 | 166 | 237,642 (1%) | 0% | 3.1 | 521 | Common Stock |
| William Andrew Macan | Sr. VP, GC, CCO and Secretary | Sale of securities on an exchange or to another person at price $ 3.27 per share. | 07 Feb 2022 | 15 | 204,198 (1%) | 0% | 3.3 | 49 | Common Stock |
| William Andrew Macan | Sr. VP, GC, CCO and Secretary | Sale of securities on an exchange or to another person at price $ 3.26 per share. | 07 Feb 2022 | 4,716 | 204,213 (1%) | 0% | 3.3 | 15,393 | Common Stock |
| William Andrew Macan | Sr. VP, GC, CCO and Secretary | Sale of securities on an exchange or to another person at price $ 3.52 per share. | 24 Jan 2022 | 11,562 | 208,929 (1%) | 0% | 3.5 | 40,698 | Common Stock |
| Stephen Furlong | CFO | Sale of securities on an exchange or to another person at price $ 3.62 per share. | 21 Jan 2022 | 17,189 | 243,260 (1%) | 0% | 3.6 | 62,224 | Common Stock |
| Stephen Furlong | CFO | Sale of securities on an exchange or to another person at price $ 3.40 per share. | 21 Jan 2022 | 268 | 242,992 (1%) | 0% | 3.4 | 911 | Common Stock |
| Robert A. Cascella | Director | Purchase of securities on an exchange or from another person at price $ 4.10 per share. | 22 Nov 2021 | 15,000 | 40,255 (0%) | 0% | 4.1 | 61,497 | Common Stock |
| Bruce Joseph Shook | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Nov 2021 | 7,797 | 8,321 | - | - | Stock Option (Right to Buy) | |
| Bruce Joseph Shook | Director | Sale of securities on an exchange or to another person at price $ 5.30 per share. | 12 Nov 2021 | 7,797 | 29,937 (0%) | 0% | 5.3 | 41,324 | Common Stock |
| Bruce Joseph Shook | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.06 per share. | 12 Nov 2021 | 7,797 | 37,734 (0%) | 0% | 4.1 | 31,640 | Common Stock |
| William Andrew Macan | Sr. VP, GC, CCO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2021 | 10,000 | 220,491 (1%) | 0% | 0 | Common Stock | |
| Stephen Furlong | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2021 | 10,000 | 260,449 (1%) | 0% | 0 | Common Stock | |
| Robert A. Cascella | Director | Purchase of securities on an exchange or from another person at price $ 6.72 per share. | 30 Aug 2021 | 15,000 | 25,255 (0%) | 0% | 6.7 | 100,850 | Common Stock |
| Megan Rosengarten | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Aug 2021 | 10,616 | 10,616 (0%) | 0% | - | Common Stock | |
| Stephen Furlong | CFO | Sale of securities on an exchange or to another person at price $ 13.08 per share. | 28 Jul 2021 | 6,563 | 250,449 (1%) | 0% | 13.1 | 85,844 | Common Stock |
| Keith J. Sullivan | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 13.65 per share. | 15 Jul 2021 | 93 | 630,553 (3%) | 0% | 13.6 | 1,269 | Common Stock |
| Keith J. Sullivan | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 13.46 per share. | 15 Jul 2021 | 50,893 | 630,646 (3%) | 0% | 13.5 | 684,913 | Common Stock |
| William Andrew Macan | Sr. VP, GC, CCO and Secretary | Sale of securities on an exchange or to another person at price $ 14.61 per share. | 08 Jul 2021 | 2,591 | 210,491 (1%) | 0% | 14.6 | 37,860 | Common Stock |
| Stephen Furlong | CFO | Sale of securities on an exchange or to another person at price $ 15.00 per share. | 04 Jun 2021 | 2,473 | 257,012 (1%) | 0% | 15.0 | 37,101 | Common Stock |
| Sheryl L. Conley | Director | Sale of securities on an exchange or to another person at price $ 14.03 per share. | 01 Jun 2021 | 6,200 | 39,672 (0%) | 0% | 14.0 | 87,005 | Common Stock |
| Glenn P. Muir | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 May 2021 | 7,137 | 89,373 (0%) | 0% | - | Common Stock | |
| John K. Bakewell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 May 2021 | 7,137 | 49,428 (0%) | 0% | - | Common Stock | |
| Robert A. Cascella | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 May 2021 | 8,922 | 10,255 (0%) | 0% | - | Common Stock | |
| Sheryl L. Conley | Director | Sale of securities on an exchange or to another person at price $ 13.78 per share. | 27 May 2021 | 6,800 | 45,872 (0%) | 0% | 13.8 | 93,684 | Common Stock |
| Sheryl L. Conley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 May 2021 | 7,137 | 52,672 (0%) | 0% | - | Common Stock | |
| Wilfred E. Jaeger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 May 2021 | 7,137 | 63,289 (0%) | 0% | - | Common Stock | |
| Bruce Joseph Shook | Director | Sale of securities on an exchange or to another person at price $ 13.35 per share. | 27 May 2021 | 15,200 | 29,937 (0%) | 0% | 13.3 | 202,868 | Common Stock |
| Bruce Joseph Shook | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 May 2021 | 7,137 | 45,137 (0%) | 0% | - | Common Stock | |
| Stephen Furlong | CFO | Sale of securities on an exchange or to another person at price $ 15.01 per share. | 20 May 2021 | 6,406 | 259,485 (1%) | 0% | 15.0 | 96,171 | Common Stock |
| Stephen Furlong | CFO | Sale of securities on an exchange or to another person at price $ 15.09 per share. | 20 May 2021 | 11,121 | 265,891 (1%) | 0% | 15.1 | 167,837 | Common Stock |
| Stephen Furlong | CFO | Sale of securities on an exchange or to another person at price $ 15.00 per share. | 20 May 2021 | 12,959 | 277,012 (1%) | 0% | 15 | 194,385 | Common Stock |
| Robert A. Cascella | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2021 | 1,333 | 1,333 (0%) | 0% | - | Common Stock | |
| Gregory Harper | VP of Prod. Dev. & Operations | Sale of securities on an exchange or to another person at price $ 14.65 per share. | 09 Mar 2021 | 5,524 | 162,554 (0%) | 0% | 14.7 | 80,927 | Common Stock |
| William Andrew Macan | Sr. VP, GC, CCO and Secretary | Sale of securities on an exchange or to another person at price $ 14.65 per share. | 09 Mar 2021 | 8,537 | 213,082 (1%) | 0% | 14.6 | 125,067 | Common Stock |
| Stephen Furlong | CFO | Sale of securities on an exchange or to another person at price $ 14.64 per share. | 09 Mar 2021 | 6,521 | 289,971 (1%) | 0% | 14.6 | 95,467 | Common Stock |
| Keith J. Sullivan | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 17.96 per share. | 05 Feb 2021 | 45,632 | 681,539 (3%) | 0% | 18.0 | 819,551 | Common Stock |
| Gregory Harper | VP of Prod. Dev. & Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Feb 2021 | 15,000 | 15,000 | - | - | Performance Restricted Stock Unit | |
| Gregory Harper | VP of Prod. Dev. & Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Feb 2021 | 17,085 | 168,078 (0%) | 0% | 0 | Common Stock | |
| William Andrew Macan | Sr. VP, GC, CCO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Feb 2021 | 10,000 | 10,000 | - | - | Perfornance Restricted Stock Unit | |
| William Andrew Macan | Sr. VP, GC, CCO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Feb 2021 | 33,166 | 221,619 (1%) | 0% | 0 | Common Stock | |
| Stephen Furlong | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Feb 2021 | 35,176 | 296,492 (1%) | 0% | 0 | Common Stock | |
| Stephen Furlong | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Feb 2021 | 35,000 | 35,000 | - | - | Performance Restricted Stock Unit | |
| Keith J. Sullivan | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2021 | 125,000 | 727,171 (3%) | 0% | - | Common Stock | |
| Keith J. Sullivan | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 18.83 per share. | 26 Jan 2021 | 22,829 | 602,171 (3%) | 0% | 18.8 | 429,870 | Common Stock |
| William Andrew Macan | Sr. VP, GC, CCO and Secretary | Sale of securities on an exchange or to another person at price $ 21.28 per share. | 22 Jan 2021 | 12,696 | 188,453 (1%) | 0% | 21.3 | 270,171 | Common Stock |
| Gregory Harper | VP of Prod. Dev. & Operations | Sale of securities on an exchange or to another person at price $ 18.21 per share. | 21 Jan 2021 | 2,969 | 150,993 (0%) | 0% | 18.2 | 54,065 | Common Stock |
| Stephen Furlong | CFO | Sale of securities on an exchange or to another person at price $ 18.21 per share. | 21 Jan 2021 | 7,585 | 261,316 (1%) | 0% | 18.2 | 138,123 | Common Stock |
| Keith J. Sullivan | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jan 2021 | 125,000 | 625,000 (3%) | 0% | - | Common Stock | |
| Glenn P. Muir | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Aug 2020 | 18,513 | 82,236 (0%) | 0% | - | Common Stock | |
| John K. Bakewell | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Aug 2020 | 12,291 | 42,291 (0%) | 0% | - | Common Stock | |
| Sheryl L. Conley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Aug 2020 | 12,291 | 45,535 (0%) | 0% | - | Common Stock | |
| Brian E. Farley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Aug 2020 | 23,142 | 265,748 (1%) | 0% | - | Common Stock | |
| Wilfred E. Jaeger | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Aug 2020 | 18,513 | 56,152 (0%) | 0% | - | Common Stock | |
| Bruce Joseph Shook | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Aug 2020 | 10,500 | 38,000 (0%) | 0% | - | Common Stock | |
| Stephen Furlong | VP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.81 per share. | 29 Jul 2020 | 5,283 | 268,901 (1%) | 0% | 2.8 | 14,845 | Common Stock |
| Keith J. Sullivan | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jul 2020 | 1,000,000 | 1,000,000 | - | - | Employee Stock Option (right to buy) | |
| Keith J. Sullivan | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jul 2020 | 500,000 | 500,000 (2%) | 2% | - | Common Stock | |
| William Andrew Macan | Sr. VP, GC, CCO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jul 2020 | 18,750 | 201,149 (1%) | 0% | - | Common Stock | |
| Bruce Joseph Shook | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2020 | 27,500 | 27,500 (0%) | 0% | - | Common Stock | |
| Cheryl R. Blanchard | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2020 | 30,000 | 34,437 (0%) | 0% | - | Common Stock | |
| Glenn P. Muir | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2020 | 20,000 | 63,723 (0%) | 0% | - | Common Stock | |
| John K. Bakewell | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2020 | 30,000 | 30,000 (0%) | 0% | - | Common Stock | |
| Sheryl L. Conley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2020 | 30,000 | 33,244 (0%) | 0% | - | Common Stock | |
| Brian E. Farley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2020 | 25,000 | 242,606 (1%) | 0% | - | Common Stock | |
| Wilfred E. Jaeger | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2020 | 20,000 | 37,639 (0%) | 0% | - | Common Stock | |
| Daniel Guthrie | Chief Commercial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.94 per share. | 22 May 2020 | 2,675 | 144,180 (0%) | 0% | 1.9 | 5,190 | Common Stock |
| Brian E. Farley | None | Purchase of securities on an exchange or from another person at price $ 2.18 per share. | 12 Mar 2020 | 10,000 | 177,606 (0%) | 0% | 2.2 | 21,800 | Common Stock |
| Brian E. Farley | None | Purchase of securities on an exchange or from another person at price $ 2.28 per share. | 12 Mar 2020 | 40,000 | 217,606 (1%) | 0% | 2.3 | 91,200 | Common Stock |
| Daniel Guthrie | Chief Commercial Officer | Purchase of securities on an exchange or from another person at price $ 2.36 per share. | 12 Mar 2020 | 5,000 | 146,855 (0%) | 0% | 2.4 | 11,800 | Common Stock |
| Daniel Guthrie | Chief Commercial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.01 per share. | 10 Mar 2020 | 719 | 141,855 (0%) | 0% | 2.0 | 1,445 | Common Stock |
| Gregory Harper | VP of R&D, Ops. and Prod. Dev. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.00 per share. | 10 Mar 2020 | 1,018 | 153,962 (0%) | 0% | 2 | 2,036 | Common Stock |
| Yelena Tropsha | VP of Commercial Access | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.98 per share. | 10 Mar 2020 | 898 | 65,987 (0%) | 0% | 2.0 | 1,778 | Common Stock |
| William Andrew Macan | Sr. VP, GC, CCO and Secretary | Purchase of securities on an exchange or from another person at price $ 2.00 per share. | 10 Mar 2020 | 5,000 | 182,399 (0%) | 0% | 2 | 10,000 | Common Stock |
| Stephen Furlong | VP and CFO | Purchase of securities on an exchange or from another person at price $ 2.00 per share. | 10 Mar 2020 | 25,000 | 274,184 (1%) | 0% | 2 | 50,000 | Common Stock |
| Brian E. Farley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2020 | 20,000 | 167,606 (0%) | 0% | - | Common Stock | |
| Daniel Guthrie | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2020 | 56,500 | 142,574 (0%) | 0% | - | Common Stock | |
| Gregory Harper | VP of R&D, Ops. and Prod. Dev. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2020 | 44,500 | 154,980 (0%) | 0% | - | Common Stock | |
| Yelena Tropsha | VP of Commercial Access | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2020 | 38,750 | 66,885 (0%) | 0% | - | Common Stock | |
| William Andrew Macan | Sr. VP, GC, CCO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2020 | 76,250 | 177,399 (0%) | 0% | - | Common Stock | |
| Stephen Furlong | VP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2020 | 65,250 | 249,184 (1%) | 0% | - | Common Stock | |
| Chris Thatcher | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.87 per share. | 04 Mar 2020 | 20,000 | 249,811 (1%) | 0% | 0.9 | 17,400 | Common Stock |
| Chris Thatcher | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Mar 2020 | 20,000 | 108,920 | - | - | Employee Stock Option (Right to Buy) | |
| William Andrew Macan | Sr. VP, GC, CCO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2020 | 101,149 | 101,149 (0%) | 0% | - | Common Stock | |
| Daniel Guthrie | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jan 2020 | 37,000 | 86,074 (0%) | 0% | - | Common Stock | |
| Gregory Harper | VP of R&D, Ops. and Prod. Dev. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jan 2020 | 35,000 | 110,480 (0%) | 0% | - | Common Stock | |
| Chris Thatcher | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jan 2020 | 175,000 | 229,811 (1%) | 0% | - | Common Stock | |
| Yelena Tropsha | VP of Commercial Access | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jan 2020 | 19,000 | 28,135 (0%) | 0% | - | Common Stock | |
| Stephen Furlong | CFO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jan 2020 | 95,000 | 183,934 (0%) | 0% | - | Common Stock | |
| Wilfred E. Jaeger | None | Grant, award, or other acquisition of securities at price $ 4.49 per share. | 02 Jan 2020 | 3,062 | 17,639 (0%) | 0% | 4.5 | 13,748 | Common Stock |
| Stephen Campe | None | Grant, award, or other acquisition of securities at price $ 4.49 per share. | 02 Jan 2020 | 3,062 | 32,472 (0%) | 0% | 4.5 | 13,748 | Common Stock |
| Gregory Harper | VP of R&D, Ops. and Prod. Dev. | Purchase of securities on an exchange or from another person at price $ 4.40 per share. | 16 Dec 2019 | 10,000 | 75,480 (0%) | 0% | 4.4 | 44,000 | Common Stock |
| Daniel Guthrie | Chief Commercial Officer | Purchase of securities on an exchange or from another person at price $ 4.28 per share. | 02 Dec 2019 | 2,500 | 49,074 (0%) | 0% | 4.3 | 10,700 | Common Stock |
| Stephen Campe | None | Purchase of securities on an exchange or from another person at price $ 4.26 per share. | 22 Nov 2019 | 9,500 | 26,910 (0%) | 0% | 4.3 | 40,470 | Common Stock |
| Stephen Campe | None | Purchase of securities on an exchange or from another person at price $ 4.23 per share. | 22 Nov 2019 | 2,500 | 29,410 (0%) | 0% | 4.2 | 10,575 | Common Stock |
| Stephen Furlong | CFO and Secretary | Purchase of securities on an exchange or from another person at price $ 4.49 per share. | 15 Nov 2019 | 22,959 | 88,934 (0%) | 0% | 4.5 | 103,086 | Common Stock |
| Brian E. Farley | None | Purchase of securities on an exchange or from another person at price $ 4.27 per share. | 14 Nov 2019 | 11,000 | 147,606 (0%) | 0% | 4.3 | 46,970 | Common Stock |
| Brian E. Farley | None | Purchase of securities on an exchange or from another person at price $ 4.60 per share. | 14 Nov 2019 | 19,000 | 136,606 (0%) | 0% | 4.6 | 87,400 | Common Stock |
| Sheryl L. Conley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Oct 2019 | 6,630 | 6,630 | - | - | Stock Option (right to buy) | |
| Sheryl L. Conley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Oct 2019 | 3,244 | 3,244 (0%) | 0% | - | Common Stock | |
| Wilfred E. Jaeger | None | Grant, award, or other acquisition of securities at price $ 8.30 per share. | 01 Oct 2019 | 1,957 | 14,577 (0%) | 0% | 8.3 | 16,243 | Common Stock |
| Stephen Campe | None | Grant, award, or other acquisition of securities at price $ 8.30 per share. | 01 Oct 2019 | 1,656 | 17,410 (0%) | 0% | 8.3 | 13,745 | Common Stock |
| Chris Thatcher | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.87 per share. | 04 Sep 2019 | 20,000 | 74,811 (0%) | 0% | 0.9 | 17,400 | Common Stock |
| Chris Thatcher | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Sep 2019 | 20,000 | 355,297 | - | - | Employee Stock Option (Right to Buy) | |
| Chris Thatcher | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 10.74 per share. | 04 Sep 2019 | 20,000 | 54,811 (0%) | 0% | 10.7 | 214,700 | Common Stock |
| Gregory Harper | VP of R&D, Ops. and Prod. Dev. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.19 per share. | 24 Jul 2019 | 19,213 | 65,480 (0%) | 0% | 3.2 | 61,289 | Common Stock |
| Gregory Harper | VP of R&D, Ops. and Prod. Dev. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jul 2019 | 19,213 | 22,323 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Furlong | CFO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jul 2019 | 117,845 | 117,845 | - | - | Employee Stock Option (right to buy) | |
| Stephen Furlong | CFO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jul 2019 | 60,975 | 60,975 (0%) | 0% | - | Common Stock | |
| Wilfred E. Jaeger | None | Grant, award, or other acquisition of securities at price $ 12.51 per share. | 01 Jul 2019 | 1,298 | 12,620 (0%) | 0% | 12.5 | 16,238 | Common Stock |
| Stephen Campe | None | Grant, award, or other acquisition of securities at price $ 12.51 per share. | 01 Jul 2019 | 1,099 | 15,754 (0%) | 0% | 12.5 | 13,748 | Common Stock |
| Cheryl R. Blanchard | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 May 2019 | 7,347 | 7,347 | - | - | Stock Option (right to buy) | |
| Cheryl R. Blanchard | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 May 2019 | 3,723 | 4,437 (0%) | 0% | - | Common Stock | |
| Glenn P. Muir | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 May 2019 | 7,347 | 7,347 | - | - | Stock Option (right to buy) | |
| Glenn P. Muir | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 May 2019 | 3,723 | 43,723 (0%) | 0% | - | Common Stock | |
| Brian E. Farley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 May 2019 | 7,347 | 7,347 | - | - | Stock Option (right to buy) | |
| Brian E. Farley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 May 2019 | 5,584 | 117,606 (0%) | 0% | - | Common Stock | |
| Wilfred E. Jaeger | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 May 2019 | 7,347 | 7,347 | - | - | Stock Option (right to buy) | |
| Wilfred E. Jaeger | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 May 2019 | 3,723 | 11,322 (0%) | 0% | - | Common Stock | |
| Stephen Campe | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 May 2019 | 3,723 | 14,655 (0%) | 0% | - | Common Stock | |
| Stephen Campe | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 May 2019 | 7,347 | 7,347 | - | - | Stock Option (right to buy) | |
| Daniel Guthrie | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 14.53 per share. | 22 May 2019 | 3,685 | 46,574 (0%) | 0% | 14.5 | 53,543 | Common Stock |
| Peter L. Donato | Vice President and CFO | Sale of securities on an exchange or to another person at price $ 14.90 per share. | 13 May 2019 | 8,032 | 20,987 (0%) | 0% | 14.9 | 119,677 | Common Stock |
| Peter L. Donato | Vice President and CFO | Sale of securities on an exchange or to another person at price $ 15.40 per share. | 13 May 2019 | 563 | 29,019 (0%) | 0% | 15.4 | 8,670 | Common Stock |
| Peter L. Donato | Vice President and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2019 | 7,672 | 23,014 | - | - | Employee Stock Option (right to buy) | |
| Peter L. Donato | Vice President and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.32 per share. | 09 May 2019 | 6,905 | 20,912 (0%) | 0% | 2.3 | 16,020 | Common Stock |
| Peter L. Donato | Vice President and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.64 per share. | 09 May 2019 | 7,672 | 28,584 (0%) | 0% | 4.6 | 35,598 | Common Stock |
| Peter L. Donato | Vice President and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.19 per share. | 09 May 2019 | 24,051 | 52,635 (0%) | 0% | 3.2 | 76,723 | Common Stock |
| Peter L. Donato | Vice President and CFO | Sale of securities on an exchange or to another person at price $ 15.23 per share. | 09 May 2019 | 20,469 | 32,166 (0%) | 0% | 15.2 | 311,743 | Common Stock |
| Peter L. Donato | Vice President and CFO | Sale of securities on an exchange or to another person at price $ 15.67 per share. | 09 May 2019 | 1,878 | 30,288 (0%) | 0% | 15.7 | 29,428 | Common Stock |
| Peter L. Donato | Vice President and CFO | Sale of securities on an exchange or to another person at price $ 15.30 per share. | 09 May 2019 | 706 | 29,582 (0%) | 0% | 15.3 | 10,802 | Common Stock |
| Peter L. Donato | Vice President and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2019 | 6,905 | 9,667 | - | - | Employee Stock Option (right to buy) | |
| Peter L. Donato | Vice President and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2019 | 24,051 | 54,662 | - | - | Employee Stock Option (right to buy) | |
| Brian E. Farley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2019 | 1,584 | 112,022 (0%) | 0% | - | Common Stock | |
| Gregory Harper | VP of R&D, Ops. and Prod. Dev. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Apr 2019 | 35,000 | 41,536 | - | - | Employee Stock Option (Right to Buy) | |
| Gregory Harper | VP of R&D, Ops. and Prod. Dev. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.19 per share. | 22 Apr 2019 | 35,000 | 46,267 (0%) | 0% | 3.2 | 111,650 | Common Stock |
| Chris Thatcher | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.87 per share. | 08 Apr 2019 | 15,000 | 69,811 (0%) | 0% | 0.9 | 13,050 | Common Stock |
| Chris Thatcher | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Apr 2019 | 15,000 | 375,297 | - | - | Employee Stock Option (Right to Buy) | |
| Chris Thatcher | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 16.82 per share. | 08 Apr 2019 | 15,000 | 54,811 (0%) | 0% | 16.8 | 252,300 | Common Stock |
| Wilfred E. Jaeger | None | Grant, award, or other acquisition of securities at price $ 14.75 per share. | 01 Apr 2019 | 932 | 7,599 (0%) | 0% | 14.8 | 13,747 | Common Stock |
| Ronald M. Hunt | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 14.75 per share. | 01 Apr 2019 | 847 | 847 (0%) | 0% | 14.7 | 12,493 | Common Stock |
| Stephen Campe | None | Grant, award, or other acquisition of securities at price $ 14.75 per share. | 01 Apr 2019 | 932 | 10,932 (0%) | 0% | 14.8 | 13,747 | Common Stock |
| Daniel Guthrie | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Mar 2019 | 15,005 | 15,005 | - | - | Employee Stock Option (right to buy) | |
| Daniel Guthrie | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Mar 2019 | 8,526 | 50,259 (0%) | 0% | - | Common Stock | |
| Gregory Harper | VP of R&D, Ops. and Prod. Dev. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Mar 2019 | 11,267 | 11,267 (0%) | 0% | - | Common Stock | |
| Gregory Harper | VP of R&D, Ops. and Prod. Dev. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Mar 2019 | 19,829 | 19,829 | - | - | Employee Stock Option (right to buy) | |
| Chris Thatcher | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Mar 2019 | 96,463 | 96,463 | - | - | Employee Stock Option (right to buy) | |
| Chris Thatcher | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Mar 2019 | 54,811 | 54,811 (0%) | 0% | - | Common Stock | |
| Yelena Tropsha | VP of Commercial Access | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Mar 2019 | 16,077 | 16,077 | - | - | Employee Stock Option (right to buy) | |
| Yelena Tropsha | VP of Commercial Access | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Mar 2019 | 9,135 | 9,135 (0%) | 0% | - | Common Stock | |
| Peter L. Donato | Vice President and CFO | Sale of securities on an exchange or to another person at price $ 16.21 per share. | 07 Mar 2019 | 18,061 | 0 (0%) | 0% | 16.2 | 292,769 | Common Stock |
| Peter L. Donato | Vice President and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2019 | 24,652 | 24,652 | - | - | Employee Stock Option (right to buy) | |
| Peter L. Donato | Vice President and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Mar 2019 | 8,177 | 78,713 | - | - | Employee Stock Option (right to buy) | |
| Peter L. Donato | Vice President and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Mar 2019 | 18,061 | 86,890 | - | - | Employee Stock Option (right to buy) | |
| Peter L. Donato | Vice President and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2019 | 14,007 | 14,007 (0%) | 0% | - | Common Stock | |
| Peter L. Donato | Vice President and CFO | Sale of securities on an exchange or to another person at price $ 16.01 per share. | 07 Mar 2019 | 8,177 | 0 (0%) | 0% | 16.0 | 130,914 | Common Stock |
| Peter L. Donato | Vice President and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.19 per share. | 07 Mar 2019 | 8,177 | 8,177 (0%) | 0% | 3.2 | 26,085 | Common Stock |
| Peter L. Donato | Vice President and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.19 per share. | 07 Mar 2019 | 18,061 | 18,061 (0%) | 0% | 3.2 | 57,615 | Common Stock |
| Cheryl R. Blanchard | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2019 | 1,453 | 1,453 | - | - | Stock Option (right to buy) | |
| Cheryl R. Blanchard | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2019 | 714 | 714 (0%) | 0% | - | Common Stock | |
| Glenn P. Muir | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2018 | 8,767 | 8,767 | - | - | Stock Option (Right to Buy) | |
| Glenn P. Muir | None | Purchase of securities on an exchange or from another person at price $ 17.00 per share. | 02 Jul 2018 | 40,000 | 40,000 (0%) | 0% | 17 | 680,000 | Common Stock |
| Brian E. Farley | None | 02 Jul 2018 | 9,525 | 0 | - | - | Series F Covertible Preferred Stock | ||
| Brian E. Farley | None | 02 Jul 2018 | 15,342 | 0 | - | - | Series E Covertible Preferred Stock | ||
| Brian E. Farley | None | 02 Jul 2018 | 8,483 | 0 | - | - | Series D Covertible Preferred Stock | ||
| Brian E. Farley | None | 02 Jul 2018 | 15,342 | 99,407 (0%) | 0% | 0 | Common Stock | ||
| Brian E. Farley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2018 | 10,959 | 10,959 | - | - | Stock Option Grant (Right to Buy) | |
| Brian E. Farley | None | 02 Jul 2018 | 1,506 | 110,438 (0%) | 0% | 0 | Common Stock | ||
| Brian E. Farley | None | 02 Jul 2018 | 9,525 | 108,932 (0%) | 0% | 0 | Common Stock | ||
| Brian E. Farley | None | 02 Jul 2018 | 8,483 | 84,065 (0%) | 0% | 0 | Common Stock | ||
| Brian E. Farley | None | 02 Jul 2018 | 1,506 | 0 | - | - | Series G Covertible Preferred Stock | ||
| Wilfred E. Jaeger | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2018 | 8,767 | 8,767 | - | - | Stock Option (Right to Buy) | |
| Wilfred E. Jaeger | None | Purchase of securities on an exchange or from another person at price $ 17.00 per share. | 02 Jul 2018 | 6,667 | 6,667 (0%) | 0% | 17 | 113,339 | Common Stock |
| Ronald M. Hunt | Director, Ten Percent Owner | 02 Jul 2018 | 848,360 | 0 | - | - | Series D Convertible Preferred Stock | ||
| Ronald M. Hunt | Director, Ten Percent Owner | 02 Jul 2018 | 66,694 | 1,543,115 (9%) | 0% | 0 | Common Stock | ||
| Ronald M. Hunt | Director, Ten Percent Owner | 02 Jul 2018 | 421,681 | 1,476,421 (8%) | 2% | 0 | Common Stock | ||
| Ronald M. Hunt | Director, Ten Percent Owner | 02 Jul 2018 | 206,380 | 1,054,740 (6%) | 1% | 0 | Common Stock | ||
| Ronald M. Hunt | Director, Ten Percent Owner | 02 Jul 2018 | 848,360 | 848,360 (5%) | 5% | 0 | Common Stock | ||
| Ronald M. Hunt | Director, Ten Percent Owner | 02 Jul 2018 | 66,694 | 0 | - | - | Series G Convertible Preferred Stock | ||
| Ronald M. Hunt | Director, Ten Percent Owner | 02 Jul 2018 | 421,681 | 0 | - | - | Series F Convertible Preferred Stock | ||
| Ronald M. Hunt | Director, Ten Percent Owner | 02 Jul 2018 | 206,380 | 0 | - | - | Series E Convertible Preferred Stock | ||
| Ronald M. Hunt | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2018 | 8,767 | 8,767 | - | - | Stock Option (Right to Buy) | |
| Stephen Campe | None | Purchase of securities on an exchange or from another person at price $ 17.00 per share. | 02 Jul 2018 | 10,000 | 10,000 (0%) | 0% | 17 | 170,000 | Common Stock |
| Stephen Campe | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2018 | 8,767 | 8,767 | - | - | Stock Option (Right to Buy) | |
| Paulina Hill | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2018 | 8,767 | 8,767 | - | - | Stock Option (Right to Buy) | |
| Daniel Guthrie | Chief Commercial Officer | Purchase of securities on an exchange or from another person at price $ 17.00 per share. | 02 Jul 2018 | 1,500 | 41,733 (0%) | 0% | 17 | 25,500 | Common Stock |